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The TRADE’s most read stories of the year part three: Regulation, consolidation and resignation

The TRADE

The SEC subsequently ordered exchanges to submit new plans for governance of market data in May 2020, in a bid to overhaul control over the equity consolidated tape and address conflicts of interest concerns.

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How do Banks Make Money? Explanation, Examples

Peak Frameworks

Trading and Proprietary Trading Many large banks are involved in trading activities. This can be trading on behalf of their clients (like when you buy a stock through a bank's brokerage service) or proprietary trading where banks invest their own money.

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Elliott Picks Apart SEC Case on Disclosures

The Deal

It also fails to evaluate real costs of seeking to protect shareholders who sell shares before an activist campaign materializes, added Richard Zabel, Elliott’s general counsel, in a June 27 letter. of outstanding equity shares. At issue is a measure initially proposed by the U.S.

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Elliott Picks Apart SEC Case on Disclosures

The Deal

It also fails to evaluate real costs of seeking to protect shareholders who sell shares before an activist campaign materializes, added Richard Zabel, Elliott’s general counsel, in a June 27 letter. of outstanding equity shares. At issue is a measure initially proposed by the U.S.

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Outsourced trading: Easy to do, difficult to get right

The TRADE

The reality is many are not prepared to make the significant investments required to maintain or grow their share of the market.” The important impact of changing market sentiment Demonstrably, things are ramping up and outsourced trading providers are highly cognisant of the importance of keeping up with the pack in this high-stakes game.

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Inside the FX cut-off conundrum sparking animosity between the buy-side, CLS and custodians as T+1 looms

The TRADE

Tension is lingering between non-US traders, custodians and CLS over FX deadlines ahead of the rollout of T+1 settlement for equities in North America next week, with frustration and confusion over cut-offs leading to ongoing worries of increased risk for the buy-side. I’m not seeing it yet. That cannot be seen to be a positive outcome.”

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The 20 greatest trading innovations

The TRADE

While adoption is widespread in equities other asset classes such as fixed income have been slower to adopt these systems given the nuances of the workflows and liquidity landscapes in these markets. For more information on the various providers in the EMS market, check out The TRADE’s annual survey.

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