Remove Equities Remove Risk Management Remove Trading Securities
article thumbnail

The SEC’s equities overhaul: Necessary plumbing changes or a liquidity drain?

The TRADE

The four separate rulemakings put forward by the US Securities and Exchange Commission (SEC) in December last year represent the most significant attempt to revamp market structure for US equities in recent memory. While evolution of equities market structure in the US is long overdue, what form it should come in is up for debate.

article thumbnail

Unpacking the 20 most impact financial regulations from the last 20 years

The TRADE

Among the key components of Basel III is the increase in minimum capital requirements for banks, including higher common equity and Tier 1 capital ratios. In a wider sense, Basel III impacted financial market by promoting greater stability, resilience, and risk management within the banking sector.