JD Supra: Mergers

MAY 5, 2024

financial institutions to process $291. If you need to find an example of this long reach, look no further than OFAC’s recent settlement with SCG Plastics (“SCG”), in which SCG, a Thailand company, which sells plastic resins, agreed to pay $20 million for violations of the Iran Sanctions Program. From 2017 to 2018, SCG “caused” U.S.

Financial Institution 201

Financial Institution 201

JD Supra: Mergers

MAY 23, 2024

Likewise, crypto asset managers may seek to monetize a part of their revenue streams by partnering with established financial institutions or third parties seeking broader product offerings. Investors are increasingly seeking out asset managers that have expertise in crypto assets. By: Mayer Brown

Asset Management 177

Asset Management Management Investors Financial Institution 177

JD Supra: Mergers

FEBRUARY 8, 2024

883 (2018), that a debtor may itself qualify as a "financial institution" covered by the safe harbor by retaining a bank or trust company as an agent to handle payments, By: Jones Day Supreme Court suggested (but did not hold) in Merit Mgmt. FTI Consulting, Inc.,

Securities 205

Securities Financial Institution Consulting Banking 205

JD Supra: Mergers

FEBRUARY 26, 2024

Treasury’s Financial Crimes Enforcement Network (“FinCEN”), published a proposed rule that would define specified investment advisers as “financial institutions” required to implement anti-money laundering (“AML”) compliance programs. On February 15, the U.S. By: Cadwalader, Wickersham & Taft LLP

Financial Institution 171

Financial Institution Investment 171

JD Supra: Mergers

JANUARY 16, 2025

During our discussion, we discuss the competitive DCA ranges and challenges of building a private credit platform within a large, global financial institution. In our first episode of 2025, were excited to speak with Robert Stark, CEO of Nomura Capital Management.

Capital 165

Capital Financial Institution Investment Management 165

Deal Lawyers

APRIL 25, 2024

Section 546(e) of the Bankruptcy Code provides a safe harbor from constructive fraudulent transfer claims for transfers that are settlement payments or payments related to a securities contract, when those transfers are “made by or to (or for the benefit of) … financial institutions.”

Financial Institution 124

Financial Institution Securities 124

Global Banking & Finance

DECEMBER 26, 2024

The role of technology in banking has never been more critical, especially as financial institutions navigate an evolving landscape defined by rising customer expectations, regulatory challenges, and increasing competition.

Banking 105

Banking Bank Financial Institution 105

Global Banking & Finance

DECEMBER 2, 2024

By Sebastian Leape, CEO of Natcap Financial institutions have mastered climate risk assessment, they must now urgently expand their risk management capabilities to address nature risk (the financial exposure from degradation of ecosystems, biodiversity loss, and depletion of natural resources), which impact over $44 trillion in global economic value (..)

Risk Management 52

Risk Management Risk Assessment Management Financial Institution 52

The TRADE

OCTOBER 17, 2024

Users of Calypso include: banks, insurers, and other global financial institutions looking to process front-to-back office treasury workflows, manage risk, and meet regulatory reporting obligations.   Gil Guillaumey, senior vice president and head of capital markets technology at Nasdaq, said: “All financial institutions trading OTC derivatives are (..)

Financial Institution 109

Financial Institution Insurance Capital Market Trading 109

The TRADE

DECEMBER 10, 2024

As a market maker, our strategic connection with GFO-X underscores our commitment to the institutional digital asset futures and options market a rapidly evolving space we believe holds significant potential for continued growth and opportunity, said Osi Lilian, IMC Strategic Investments co-lead.

Banking 65

Banking Bank Trading Financial Institution 65

How2Exit

NOVEMBER 25, 2024

Financial institutions, through methods like industrial revenue bonds and mezzanine loans, present existing CEOs and potential entrepreneurs with creative funding structures to support roll-ups.

Business 130

Business Mergers and Acquisitions Finance Finance 130

H. Friedman Search

OCTOBER 19, 2023

Start Wisely With The Opportunistic Approach If you are at another financial institution and you are getting the vibes that things may not be to your liking, be proactive. Now they become part of a very large pool of newer dismissed bankers looking for their next seat. Start to interview and don’t wait for the hammer to fall.

Finance 246

Finance Finance Recruitment Financial Institution 246

The TRADE

JUNE 5, 2024

With approximately $120 million of capital raised, TXSE is expected to be the most well-capitalised exchange entrant to file a registration with the US Securities and Exchange Commission.”

Securities 111

Securities Capital Raising Investors Financial Institution 111

The New York Times: Banking

NOVEMBER 5, 2024

Are you an international business titan on the hunt for billions of dollars of Saudi oil cash? Prepare for “a mind game.”

Business 136

Business Private Equity Financial Institution Funds 136

Midaxo

OCTOBER 12, 2023

At the same time, a financial institution may require a number of applications to manage compliance, lending, risks, core banking, payments etc. Industry Different industries have varying technology requirements. For example, a manufacturing company may need just one specialized production and supply chain management application.

Debt 147

Debt Architecture Mergers and Acquisitions Business 147

The New York Times: Banking

MARCH 27, 2025

Lawmakers voted to invalidate a rule adopted last year by the Consumer Financial Protection Bureau. It now moves to the House.

Banking 145

Banking Bank IT Financial Institution 145

The New York Times: Banking

MARCH 22, 2025

Documents and insiders reveal how one of the worlds major money laundering networks operates.

IT 145

IT Financial Institution Bank Banking 145

The New York Times: Banking

MARCH 28, 2025

Federal prosecutors convinced a jury that Ms. Javice faked much of her customer list before selling her start-up, Frank, to the bank.

Acquisitions 143

Acquisitions Banking Bank Mergers and Acquisitions 143

The New York Times: Banking

SEPTEMBER 1, 2024

Few things symbolize our national dysfunction as much as this accursed coin, which we mint by the millions because it’s too worthless to spend.

Financial Institution 145

Financial Institution Bank Banking 145

The New York Times: Banking

AUGUST 23, 2024

Powell used a speech in Jackson Hole to signal that the Federal Reserve will begin to cut rates on Sept. 18, and to voice wariness about the job market.

Financial Institution 145

Financial Institution Economics Government Bank 145

The New York Times: Banking

JULY 29, 2024

Criminals on the internet are increasingly going after Americans over the age of 60 because they are viewed as having the largest piles of savings.

Financial Institution 145

Financial Institution Finance Finance Bank 145

The New York Times: Banking

AUGUST 27, 2024

Crushing obligations to foreign creditors that have few precedents have sapped numerous African nations of growth and stoked social instability.

Debt 145

Debt Financial Institution Government Funds 145

The New York Times: Banking

APRIL 20, 2024

Pressed on his claims of 2020 election irregularities, the Republican candidate for Senate in Wisconsin has questioned the mental capacity of nursing home residents to vote.

Financial Institution 145

Financial Institution Bank Banking 145

The New York Times: Banking

JUNE 12, 2024

treasury secretary explains why America and its allies should unlock the value of Russian capital immobilized at the start of the war to give Ukraine the financing it needs.

Finance 145

Finance Finance Capital IT 145

The New York Times: Banking

SEPTEMBER 25, 2024

Jim Covello, Goldman Sachs’s head of stock research, warned that building too much of what the world doesn’t need “typically ends badly.”

Stock 145

Stock Financial Institution Corporation Bank 145

The New York Times: Banking

SEPTEMBER 19, 2024

The S&P 500 had already been climbing as investors grew more confident that the Federal Reserve would cut interest rates by half a percentage point. Thursday’s gain put the index in range of a closing record.

S&P 145

S&P Stock Investors Financial Institution 145

The New York Times: Banking

MAY 16, 2024

A decision against the agency, the Consumer Financial Protection Bureau, could have cast doubt on all of its regulations and enforcement actions.

Funds 145

Funds IT Financial Institution Bank 145

The New York Times: Banking

OCTOBER 10, 2024

The penalty was the largest ever imposed by U.S. officials on a bank for violating anti-money laundering laws, and regulators imposed a cap on TD’s ability to accept new deposits.

Banking 145

Banking Bank Financial Institution 145

The New York Times: Banking

MAY 8, 2024

How an obscure, 45-year old tax change transformed retirement and left so many Americans out in the cold.

Financial Institution 145

Financial Institution Bank Banking 145

The New York Times: Banking

APRIL 29, 2024

Two-thirds of the roughly 150 currencies have weakened against the dollar, whose strength stems from high interest rates because of stubborn inflation.

Financial Institution 145

Financial Institution Economics Trading Bank 145

The New York Times: Banking

JULY 9, 2024

For unsuspecting depositors of online financial start-ups, the unraveling of a little-known intermediary has separated them from their life savings.

Accountant 145

Accountant Banking Bank Financial Institution 145

The New York Times: Banking

JUNE 24, 2024

If landlords can’t pay back loans on office buildings, the lenders will suffer. Some banks are trying to avoid that fate.

Banking 145

Banking Bank Financial Institution 145

The New York Times: Banking

JANUARY 14, 2025

Federal regulators said in a lawsuit on Tuesday that the giant bank deliberately underpaid savings account interest, even as rates rose.

Capital 145

Capital Accountant Banking Bank 145

The New York Times: Banking

OCTOBER 23, 2024

The economic lifeline is expected to be disbursed by the end of the year.

Economics 145

Economics Financial Institution Government Bank 145

The New York Times: Banking

MAY 12, 2024

The Justice companies have long had a reputation for not paying their debts. But that may be catching up to them.

Debt 145

Debt Business Financial Institution Capital 145

The New York Times: Banking

FEBRUARY 19, 2025

How did a successful, financially sophisticated banker gamble his communitys money away?

Financial Institution 145

Financial Institution Bank Banking 145

The New York Times: Banking

JULY 11, 2024

Amid soaring temperatures, hundreds of activists are staging boisterous blockades and solemn marches at banks and insurers that support fossil fuel projects.

Insurance 145

Insurance Banking Bank Financial Institution 145