The TRADE

SEPTEMBER 11, 2023

RBC appointed Guy Chalkley as managing director, UK flow rates sales. Chalkley brings more than three decades worth of financial services to the role, in both portfolio management and rates sales. Before joining RBC, Chalkley spent 11 years at NatWest Markets.

Sale 64

Sale Management Trading Equities 64

The TRADE

NOVEMBER 6, 2023

Now in its second year, this award is designed to celebrate those individuals who have made a significant impact on their own organisation and, equally, the industry externally, with a commitment to bettering and future proofing the markets for years to come. Congratulations to this year’s shortlisted nominees!

Trading 52

Trading Asset Management Equities Management 52

The TRADE

JULY 10, 2023

The reversal comes as part of efforts to boost the attractiveness of the UK’s financial services sector and becomes the latest divergence in regulation from the EU following Brexit. However, this notion has been allowed to expire by the SEC, leaving more uncertainty related to regulatory compliance surrounding research.

Government 40

Government IT Investment Broker 40

The TRADE

JULY 3, 2023

The Securities and Exchange Commission (SEC) has allowed its no-action letter to the Securities Industry and Financial Markets Association (SIFMA), based on enforcements surrounding research services, to expire – reinforcing that it was not intended to be permanent solution.

Bulge Bracket 52

Bulge Bracket Asset Management Broker Trading 52

The TRADE

DECEMBER 22, 2023

Peter Welsby, head of European FICC trading, Manulife Investment Management   Regulation will continue to direct market trends in 2 024, just as it has in recent years. The firms that invest in these technologies will likely emerge as leaders in a landscape where agility and efficiency are paramount.

Trading 64

Trading Management Financial Services Investment Manager 64