The TRADE

NOVEMBER 13, 2024

But what does the persistent evolution of AI mean for capital markets specifically? The world of trading, and investment generally, is littered with the remnants of now-redundant solutions once thought to be the ‘future’ of the industry. A reminder perhaps that caution is our best friend when it comes to technological innovation.

Trading 64

Trading Capital Market Asset Management IT 64

The TRADE

NOVEMBER 6, 2023

The TRADE is delighted to announce the shortlisted nominees for the Industry Person of the Year Award 2023. The winner will be decided by a live industry vote at The TRADE’s Leaders in Trading gala awards night on 8 November. Congratulations to this year’s shortlisted nominees!

Trading 52

Trading Asset Management Equities Management 52

The TRADE

DECEMBER 18, 2023

These developments mean the industry will be well positioned to launch initiatives in the coming year, some of which already announced, which promise to reinvigorate European fixed income trading, bringing much needed impetus for growth.

Trading 64

Trading Bank Banking Investors 64

The TRADE

JUNE 10, 2024

Tradeweb and FTSE Russell have launched Tradeweb FTSE US Treasury closing prices, extending their combined offering of fixed income pricing which can be used in index trading products. The new methodology is expected to be incorporation into UK gilt and Euro government closing prices, including the addition of bid and offer prices. “The

Trading 64

Trading Government Electronics Financial Market 64

The TRADE

OCTOBER 9, 2023

The UK’s Financial Conduct Authority (FCA) has confirmed that its guidance regarding the post-Brexit definition of trading venues has come into force today, 9 October. It makes clear that in the case that a firm does not operate a multilateral system, it will not require authorisation as a trading venue.

Trading 49

Trading Consulting Broker Portfolio Management 49

The TRADE

JUNE 25, 2024

Named Smart Markets, the new service will transform Euroclear’s data into interpretable insights to detect market movements, enhance trading models and build informed strategies. Smart Markets brings together raw data from market sources including Euroclear, which is then enriched, normalised and analysed automatically.

Capital Market 64

Capital Market Capital Financial Institution Trading 64

The TRADE

AUGUST 31, 2023

Poilvet-Clédière brings over 15 years’ experience in financial markets to the role. Before that, Poilvet-Clédière served as global head of regulatory strategy at LSEG, where she engaged on various strategic policy issues, particularly in post-trade. She currently serves as head of RepoClear and collateral management at LCH SA.

Trading 72

Trading Financial Services Financial Market Management 72

The TRADE

JULY 10, 2023

The UK government will move forward with plans for a one-stop-shop research platform, as it edges towards plans to reverse the EU-inherited ban on free research for clients. The post UK Government plans new one-stop-shop for research as it paves way for removing unbundling rules appeared first on The TRADE.

Government 40

Government IT Investment Financial Market 40

The TRADE

JULY 4, 2023

The watchdog’s focus will be on a single consolidated tape provider per asset class, which could help ensure that associated data costs remain low alongside addressing the existing fragmentation of post-trade transparency data. The UK tape’s revenue and sharing model and its inclusion of pre- and post-trade data have not yet been confirmed.

Consulting 75

Consulting Trading Financial Market Equities 75

Mergers and Inquisitions

MARCH 13, 2023

In 24 hours, it went from “We’re fine, but we took some losses and need additional capital” to “The FDIC is taking over, the government has guaranteed uninsured deposits, and there might be additional bank runs and a financial crisis or three.” It’s the second-biggest bank failure in U.S. Is This “Bailout” Justified? Is It a Bailout?

Bank 123

Bank Banking Funds Government 123

The TRADE

SEPTEMBER 14, 2023

The watchdog revealed that its initial focus will be on a single consolidated tape provider (CTP) for each asset class, to help ensure that associated data costs stay low while also addressing the existing fragmentation of post-trade transparency data. A CT for bonds will be the initial focus, with an equities tape following at a later stage.

Consulting 64

Consulting IT Financial Market Investors 64

The TRADE

SEPTEMBER 5, 2023

Of the respondents (exchanges) which already have a crypto offering, all accept crypto-currencies as a medium of exchange, allowing traders to utilise cryptocurrencies in order to trade exchange-listed products. The WFE research on exchange engagement with crypto markets is the first of a two-part research project.

Trading 59

Trading Investors Financial Market IT 59

The TRADE

SEPTEMBER 11, 2023

Prior to NatWest Markets, Chalkley held similar positions at Nomura, Citi and Morgan Stanley. Elsewhere in his career, Chalkley served as a European government bond, inflation and absolute return fund manager at BlackRock. Kepler Cheuvreux Execution Services (KCx) appointed Seb Klatt as program trading (PT) sales trader.

Sale 64

Sale Management Trading Portfolio Management 64

The TRADE

JANUARY 4, 2024

In a letter to ESMA, the Association for Financial Markets in Europe (AFME) was against the immediate shift to T+0, stating: “We emphasise that we do not consider a default T+0 settlement cycle for securities transactions to be a realistic or desirable near-term policy objective.” to just over £2.6 asset-backed securities)”.

Trading 72

Trading Risk Management Capital Market IT 72

Peak Frameworks

JUNE 27, 2023

This article delves into the functions of the money market and the types of instruments commonly used. Definition of the Money Market The money market is a subsection of the financial market where participants engage in the buying and selling of short-term debt securities. government.

Funds 52

Funds Finance Finance Debt 52

The TRADE

JANUARY 16, 2024

In addition, ESMA is set to assess the effectiveness of a CT for shares by 30 June 2026, which includes consideration of the potential to add additional features to the equity pre-trade tape. While the EU has agreed to a real-time pre- and post-trade consolidated tape (CT) for equities – the devil will be in the detail.

Capital Market 69

Capital Market Equities Book-building Trading 69

The TRADE

SEPTEMBER 27, 2024

How impactful could Generative AI be in financial markets? I believe the initial step should be to focus on governance: establish a concise AI manifesto that clarifies acceptable applications of the technology. The post Fireside Friday with… H2O Asset Management’s Timothee Consigny appeared first on The TRADE.

IT 59

IT Trading Engineering Financial Market 59

Wall Street Mojo

JANUARY 17, 2024

Example The Trading Perspective Of Interest Rate Swap Uses Swap Rate Swap Curve Who Are The Market Makers? Interest rate swap agreements require terms setting, including fixed rates and contract dates, and are traded over the counter. Almost all cases, the floating rate is tied to a reference rate. fixed interest rate.

Financial Institution 91

Financial Institution Bank Banking Financial Modeling 91

MergersCorp M&A International

OCTOBER 15, 2024

SPACs are publicly traded companies that raise capital through an initial public offering (IPO) with the primary aim of acquiring an existing private company, thereby enabling it to go public without undergoing the traditional IPO process.

Mergers and Acquisitions 52

Mergers and Acquisitions Advisory IPO Initial Public Offering 52

The TRADE

AUGUST 18, 2023

However, I think a key area – informed by the kind of volatility we experienced earlier in the year – is the increased adoption of the Request-for-Market or RFM protocol in markets where Request-for-Quote (RFQ) used to be the dominant mechanism. I would highlight its position on the trading venue perimeter specifically.

Trading 52

Trading Portfolio Business IT 52

The M&A Lawyer

SEPTEMBER 23, 2015

failure by the target to meet revenue or earnings projections.

M&A 130

M&A Mergers and Acquisitions Negotiation IT 130

Wall Street Mojo

JANUARY 17, 2024

For example, when a nation’s government takes measures to curb inflation. Governments and central banks must take certain measures to avoid a scenario so that it does not lead to stagnation or recession. It can cause turbulence in financial markets. That said, currency markets stabilized, and trade volumes recovered.

Economics 52

Economics Bank Banking Debt 52

The TRADE

JULY 25, 2023

The PRA specifically cited “significant failures in risk management and governance between 1 January 2020 and 31 March 2021, in connection with the Firms’ exposures to Archegos Capital Management”. The £87 million penalty issued by the PRA is a new record for the watchdog – despite it being reduced by 30% from £124.4

Risk Management 52

Risk Management Bank Banking Management 52

The TRADE

APRIL 30, 2024

Over the past two decades, several critical financial market regulations have been implemented globally, particularly in response to the 2008 Global Financial Crisis (GFC). The years following 2008’s GFC experienced continued financial regulatory reform.

Financial Institution 69

Financial Institution Financial Market Risk Management Bank 69

The TRADE

JULY 4, 2024

Most elections have only a modest impact on financial markets, mostly limited to their local market. In 2024, we expect markets to focus on the US presidential elections, especially as the 2016 precedent (with Donald Trump’s victory) was followed by significant market price action (and most likely reaction).

Financial Market 59

Financial Market Equities Trading Stock 59

The TRADE

FEBRUARY 15, 2024

In addition, another key aspect and priority for the Committee’s review was the shift to T+1, which Garcia explained may require a review of the code with regards to post-trade settlement processes. Related to this, is the third focus – FX data and the promotion of it’s good use.

Asset Management 52

Asset Management Trading Bank Banking 52

The TRADE

JANUARY 23, 2025

The European Securities and Markets Authority (ESMA), European Commission (EC) and European Central Bank (ECB) have launched a new governance structure to support the transition to T+1 settlement within the EU. The post EU watchdogs launch new governance structure to support T+1 transition appeared first on The TRADE.

Government 64

Government Capital Market Financial Market Bank 64

The TRADE

FEBRUARY 17, 2025

This initiative, led by the Bank of England and the Financial Conduct Authority, explores emerging technologies in digital securities issuance, trading and settlement within a controlled regulatory setting. The DSS aims to encourage innovation by promotion the development of secure and efficient financial systems.

Securities 59

Securities Financial Market Trading Bank 59

The TRADE

FEBRUARY 28, 2025

What is the key challenge facing the post-trade landscape in 2025? Post global financial crisis, regulators were obviously focused on the financial stability of the global banking system. Whilst mandatory clearing may reduce risk and some may debate that it does bring a host of post-trade operational efficiencies.

Financial Institution 59

Financial Institution Trading Architecture Risk Management 59

The TRADE

NOVEMBER 7, 2024

The current plan is the Capital Markets Union (CMU): a flagship initiative designed to boost investment, enhance access to finance, enable cross-border investment, and reduce the fragmentation of Europe’s financial markets. It is about market attractiveness for local and international investors.” Sounds great, right?

Capital Market 59

Capital Market Capital Investors Trading 59

The TRADE

MAY 22, 2025

Fidelity International, inaugural winner of The TRADEs Foreign Exchange Trading Desk of the Year Award 2024 was and continues to be recognised across the street for its thriving work across the global FX space. Everything is a team effort, hence this FX Trading Desk of the Year award is a team win!

Trading 59

Trading IT M&A Investment 59

The New York Times: Banking

APRIL 10, 2025

As global markets tremble over President Trumps tariff policy, the New York Times reporter Joe Rennison remembers the advice of a mentor: Its our job to report on a crisis, not to make it worse.

Financial Market 55

Financial Market IT Financial Institution Stock 55

The New York Times: Banking

APRIL 20, 2025

A look at tariffs, the Fed, the dollar and how uncertainty is wreaking havoc on financial markets.

Economics 144

Economics Financial Market Financial Institution Stock 144

The TRADE

JANUARY 2, 2025

While the regulatory landscape has been challenging incountries like China,South Korea and India, we are seeing tremendous wealth creation in markets such as India and Southeast Asia. Elsewhere in Asia, the capital markets emergence from a decade-long low interest rate environment has been slower.

Trading 59

Trading Capital Market Capital Asset Management 59