The TRADE

JULY 2, 2024

Read more – Artificial Intelligence in fixed income: A paradigm shift Chin has held a range of leadership roles in quantitative research, risk management and portfolio management at AB, both in New York and London, since joining the firm in 1997. As part of his new appointment, Chin will be based in New York.

Portfolio Management 80

Portfolio Management Risk Management Financial Services Collaboration 80

Global Banking & Finance

JANUARY 31, 2024

By Tim FitzGerald, Financial Services Manager, InterSystems Banks and financial institutions need to make 2024 the year of higher-quality data. Our systems and data are not performing as they should” is often a challenge met by frontline teams in investment, asset management risk-management, and, in fact, […]

Financial Institution 45

Financial Institution Risk Management Asset Management Financial Services 45

Global Banking & Finance

JULY 17, 2024

The spotlight placed on financial services firms by regulatory bodies has revealed the complacency of employees, and more importantly, risk managers, when it comes […]

Risk Management 40

Risk Management Financial Services Business Management 40

Global Banking & Finance

JULY 11, 2024

Kinil Doshi is a renowned Fintech expert in Banking Compliance and Risk Management, boasting two decades of extensive experience in the financial services and technology sectors. Kinil has proficiently navigated and addressed complex compliance and risk challenges […]

Bank 40

Bank Banking Risk Management Financial Services 40

The TRADE

JULY 10, 2024

VaR is a widely used risk management concept in the financial services industry and is the primary component of GSD’s clearing fund requirements,” said Tim Hulse, managing director, financial risk and governance, at DTCC.

Portfolio 64

Portfolio Risk Management Financial Services Government 64

Cisco: M&A

MARCH 25, 2025

DORA shifts how financial institutions approach operational resilience and risk management. Learn more about the impact of DORA requirements for your organization.

Financial Institution 40

Financial Institution Risk Management Management Financial Services 40

The TRADE

MAY 30, 2023

In his new role, Hoong will provide technical account management and support to clients in Hong Kong. This specifically relates to: trading, portfolio management, and risk management. Previously firms Hoong has worked for include: Enfusion, Dealogic and Cantor Fitzgerald.

Accountant 64

Accountant Portfolio Management Management Risk Management 64

The TRADE

JANUARY 3, 2024

Decentralised finance (DeFi) and tokenisation represent a paradigm shift in financial services and there is widespread expectation that AI will bring improved capital efficiency and risk management. Technology advancement continues at a pace.

Trading 111

Trading Capital Market Capital Economics 111

Accenture Capital Markets

SEPTEMBER 5, 2023

Financial services falls into this category. According to the cyber crime study, an asset management firm could spend more than $17 million per year on charges relating to managing and recovering from incidents. In total, cyber crime costs an organization an average of $11.7

Asset Management 94

Asset Management Management Business Securities 94

Peak Frameworks

MAY 2, 2024

Financial deregulation, for example, saw a pivotal moment with the partial repeal of the Glass-Steagall Act in 1999 , a move that obliterated the firewalls between commercial and investment banking and profoundly influenced the landscape of financial services.

IT 52

IT Finance Finance Financial Services 52

The TRADE

DECEMBER 8, 2023

Instead, a combination of rising interest rates, inflation, soaring energy prices and geopolitical tensions have hit hedge funds, and subsequently the risk management practices of prime brokers. But unlike incidents of the past, the market mayhem of 2023 has not been confined to one event.

Broker 113

Broker Asset Management Trading Funds 113

The TRADE

JUNE 14, 2023

Cboe said it is the only pan-European CCP offering these consolidated services for SFTs in European cash equities and ETFs, and subsequently it expects “to help to bring improved capital efficiencies, enhanced risk management and streamlined operational procedures to this market”.

Finance 75

Finance Finance Securities Trading 75

The TRADE

JUNE 19, 2023

He also spent several years at Goldman Sachs in a risk management and product control role. Previously, she was a partner at global law firm King & Spalding, serving as co-chair of both the financial services and fintech, blockchain and cryptocurrency groups.

Sale 64

Sale M&A Asset Management Investment Banking 64

Razorpay

AUGUST 9, 2023

Merchant banks are a very important part of the financial ecosystem, since they support the largest chunk of businesses – the mid-sized ones. Merchant banking is a special branch of banking that provides financial services to medium to small-sized businesses. What is a Merchant Bank?

Bank 52

Bank Banking Business Underwriting 52

The TRADE

SEPTEMBER 11, 2023

RBC appointed Guy Chalkley as managing director, UK flow rates sales. Chalkley brings more than three decades worth of financial services to the role, in both portfolio management and rates sales. Before joining RBC, Chalkley spent 11 years at NatWest Markets.

Sale 64

Sale Management Trading Portfolio Management 64

Wall Street Mojo

FEBRUARY 9, 2024

Leveraging derivatives to capture the best results at a given point in time may help portfolio managers achieve closely matching outcomes, in addition to performance monitoring, effective risk management , risk diversification , etc. Such portfolios enable timely financial reporting.

Portfolio 52

Portfolio Portfolio Management Insurance Risk Management 52

The TRADE

OCTOBER 18, 2024

It’s about finding the balance which reduces duplication, synchronisation issues, translation problems, and breaks, while maintaining the controls required for financial services. If you look at sovereign wealth funds and pension funds, as a macro trend, they’re starting to insource more of their own risk management.

Asset Management 64

Asset Management Management Capital Risk Management 64

Growth Business

MAY 23, 2023

The UK’s fintech industry continues to grow thanks to a combination of many factors, including London’s existing standing as a centre of financial excellence, globally respected regulatory frameworks, as well as good education and infrastructure. Financial services contributed £132bn to the economy in 2019, which equated to 6.9

Engineering 80

Engineering Finance Finance S&P 80

The TRADE

FEBRUARY 6, 2024

“Combining BNY Mellon’s data infrastructure and analytics services with Microsoft’s cloud solutions will provide our buy-side and sell-side clients with a leading data management solution designed to offer deeper insights and actionable data that can help improve their investment performance, distribution reach, and risk management.”

Collaboration 40

Collaboration Capital Market Risk Management Financial Services 40

Software Equity Group

MARCH 26, 2024

The firm seeks to invest in the financial services, healthcare, technology, media, telecommunications, business, and consumer services sectors. The firm employs 99 professionals to manage an active portfolio of 44 companies with an AUM of $35B and a $125M median valuation. The firm employs 246 professionals.

Private Equity 52

Private Equity Equities Investment Portfolio 52

The TRADE

AUGUST 23, 2024

We’re certainly seeing a lot of interest for this type of product in the post-trade space, for example to help drive productivity, increase scalability, and enhance risk management such as is required in a T+1 environment. AI can be built into co-pilots and used to unify multiple different user interfaces.

Trading 64

Trading Architecture IT Risk Management 64

Peak Frameworks

JUNE 27, 2023

Consider the mission statement of BlackRock , a leading global investment firm: "We provide a broad range of investment and risk management services to help you reach your financial goals." A mission statement is immediate and action-oriented, focusing on the company's fundamental objectives. JP Morgan Chase & Co.,

Investors 52

Investors Investment IT Banking 52

Razorpay

NOVEMBER 30, 2023

This credible robust infrastructure has paved the way for financial institutions, including the NBFCs, to reach areas that were earlier dismissed as “unserviceable.” They have huge underserved markets to service, and technological advancements will be pivotal to their growth and success in the coming years.

Accountant 52

Accountant Book-building Business Financial Services 52

The TRADE

OCTOBER 18, 2024

“If you look at what those firms need in terms of prime-related services, well, cash PB and synthetics are just the basics. When you go through these really volatile periods of time, if the multi-managers that are really well diversified do come out stronger than monoline hedge funds, then there is an argument for investors.

Funds 69

Funds Broker Banking Bank 69

Software Equity Group

AUGUST 20, 2024

The software offers features for operations management, work planning and control, dashboards, business intelligence, reporting, environmental health and safety, workforce management, and risk management.

Investment 52

Investment Management Acquisitions Business 52

Razorpay

DECEMBER 15, 2024

Whether it’s managing day-to-day banking or planning complex investments, the relationship manager provides bespoke solutions tailored to individual goals. Comprehensive Wealth Management Private banking integrates multiple financial services under one umbrella, offering a holistic approach to managing wealth.

Bank 52

Bank Banking IT Management 52

The TRADE

APRIL 30, 2024

Compliance with Basel III requirements has also resulted in notable costs on banks – especially smaller institutions – leading to worries about financial inclusion and credit access. In a wider sense, Basel III impacted financial market by promoting greater stability, resilience, and risk management within the banking sector.

Financial Institution 69

Financial Institution Financial Market Risk Management Banking 69