Business Standard - FInance

JUNE 4, 2023

Boards should set clear expectations for management and should require reports on risk management on a regular basis, said Rao, at a conference of directors of state-run and private banks in May

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Bank Banking Government Risk Management 52

Cleary M&A and Corporate Governance Watch

FEBRUARY 7, 2024

The Financial Reporting Council (FRC) has published an updated UK Corporate Governance Code (the Code), most of which will take effect from 1 January 2025. The Code will retain the flexibility of the current “comply or explain” policy, allowing directors to tailor governance practices to the specific circumstances of each company.

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The TRADE

NOVEMBER 22, 2023

The factors include upholding high standards around compliance, risk management and corporate governance.   Matt DellaRocca, head of liquidity and analytics, APAC, LMAX Exchange, said: “As Singapore becomes an increasingly important hub for global FX trading, we are delighted to have the support and recognition from MAS.

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Trading Book-building Risk Management Government 105

The TRADE

MAY 21, 2024

Adding US Euro and Sterling corporate bonds and MBS on BrokerTec Quote creates a fuller product suite with US and Euro repo on all major government bonds that currently trade on the platform. From launch, clients will have the ability to orchestrate their risk management and fixed income financing needs from one platform.

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Corporation Trading Securities Risk Management 72

Mergers and Inquisitions

MARCH 13, 2023

In 24 hours, it went from “We’re fine, but we took some losses and need additional capital” to “The FDIC is taking over, the government has guaranteed uninsured deposits, and there might be additional bank runs and a financial crisis or three.” It’s the second-biggest bank failure in U.S. history and the largest bank to collapse since 2008.

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Bank Banking Funds Government 123

The TRADE

JUNE 12, 2024

With the size of transactions in the US Treasury market now exceeding $7 trillion daily, CCLF is will serve as a risk management tool used for managing FICC’s liquidity risk linked to settlement activity.

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Risk Management Government Management Funds 64

Growth Business

APRIL 23, 2024

By Joe Seddon on Growth Business - Your gateway to entrepreneurial success In the corridors of power within many a boardroom, discussions traditionally orbit around growth, culture, and risk management. Having a range of life experiences and viewpoints on tap also helps eradicate blind spots when it comes to risk management.

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Risk Management Business Management Government 105

The TRADE

JULY 10, 2024

The calculator enables participants to evaluate potential margin and clearing fund obligations associated with becoming a member of DTCC’s Fixed Income Clearing Corporation (FICC) Government Securities Division (GSD).

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Portfolio Risk Management Financial Services Government 64

Cleary M&A and Corporate Governance Watch

JANUARY 23, 2024

Less attention has been given to the risks AI creates for boards and management teams, which call for sophisticated governance, operational and risk perspectives. This article identifies key areas of risk and offers suggestions for mitigation on the road to realizing the enormous benefits AI promises.

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Risk Management Business Management Corporation 52

Mergers and Inquisitions

MARCH 22, 2023

The deal is backstopped by the Swiss government, which committed ~$10 billion to absorb potential losses (UBS will absorb the first ~$5 billion). If the losses are even higher, UBS and the Swiss government will split them above this $15 billion level. The AT1 bondholders are now banding together to file a lawsuit.

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Bank Banking Government Investment Banking 98

Cleary M&A and Corporate Governance Watch

APRIL 25, 2023

government debt plays out over the coming months, the United States is in uncharted territory. And so are directors and management teams at corporates, whether public or private. As the threat of an unprecedented default in U.S. debt (even short of an actual default) would be a new scenario for which no one has a playbook.

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Debt Corporation Capital Raising Financial Market 52

OfficeHours

JUNE 6, 2023

Risk Mitigation: Private equity firms bring a disciplined approach to investment decision-making and risk management. Through extensive due diligence and financial analysis, they identify investment opportunities with favorable risk-return profiles.

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Private Equity Economics Equities Capital 147

Growth Business

JANUARY 23, 2024

Risk management Needless to say, as with any form of insurance, there is an expectation that due consideration is given to understanding and managing your risk. The government portal offers some insightful articles, reference points and external links to assist in this area.

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Insurance Business Underwriting Risk Management 111

Global Newswire by Notified: M&A

JUNE 25, 2024

Fraudulent activities include money laundering, cyber-attacks, tax evasion, identity theft, and insurance fraud, which are common in businesses such as finance, government, healthcare, and insurance.

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Insurance Healthcare Risk Management Government 40

The TRADE

OCTOBER 23, 2023

Read more – The Outsourced Trading Handbook 2023 Finally, the important aspect of data was addressed, specifically its role in model risk management and the potential for AI to affect risk through sample bias, model drift, and the black box effect.

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Risk Management Trading Management Asset Management 72

The TRADE

JANUARY 3, 2024

Whilst initial focus will be on T+1 in the US, governing authorities must weigh up the cost-benefit of an accelerated cycle whilst maintaining a stable, efficient, and competitive European capital market.     Technology advancement continues at a pace.  Markets will be shaped by the impacts of a shortened settlement cycle.

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Trading Capital Market Capital Economics 111

Peak Frameworks

MAY 2, 2024

The Basics of Deregulation Deregulation is the process of reducing government restrictions on businesses with the aim of improving the efficiency of markets. This move towards a less regulated economy is driven by beliefs that market forces can regulate themselves and that government interventions often result in inefficiencies.

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IT Finance Finance Financial Services 52

Cleary M&A and Corporate Governance Watch

JANUARY 24, 2024

In addition to requiring certain annual disclosures relating to cybersecurity risk management, strategy and governance, the final rules added Item 1.05

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Risk Management Government Management Business 52

The TRADE

OCTOBER 24, 2023

The move secured the support of a broad range of key market participants, including banks, clearing firms, asset managers and custodians, including the likes of BNY Mellon, Citi and Goldman Sachs. Euronext’s VaR-based margin methodology focuses on Italian, Portuguese, Spanish, and Irish government bonds.

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Trading Risk Management Equities Management 59

The TRADE

DECEMBER 8, 2023

Instead, a combination of rising interest rates, inflation, soaring energy prices and geopolitical tensions have hit hedge funds, and subsequently the risk management practices of prime brokers. But unlike incidents of the past, the market mayhem of 2023 has not been confined to one event.

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Broker Asset Management Trading Funds 113

The TRADE

DECEMBER 5, 2024

Clearing obligations will become stricter, with enhanced oversight of margin requirements and risk management processes. Despite these new potentially arduous compliance pressures, trading desks are also likely to benefit from reduced counterparty risk and improved market confidence thanks to the changes.

Trading 59

Trading Risk Management Portfolio Broker 59

The TRADE

JULY 25, 2023

The PRA specifically cited “significant failures in risk management and governance between 1 January 2020 and 31 March 2021, in connection with the Firms’ exposures to Archegos Capital Management”. The £87 million penalty issued by the PRA is a new record for the watchdog – despite it being reduced by 30% from £124.4

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Risk Management Bank Banking Management 52

The TRADE

SEPTEMBER 11, 2023

He most recently served as managing director in its institutional rates sales business, overseeing key strategic relationships and distributing global rates products. Elsewhere in his career, Chalkley served as a European government bond, inflation and absolute return fund manager at BlackRock.

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Sale Management Trading Portfolio Management 64

Peak Frameworks

JUNE 5, 2023

This phase typically involves increased market volatility and heightened investment risk. Managing Risk in Recession During a recession, risk management becomes particularly important for financial professionals. For instance, during a recession, the government can increase spending to stimulate economic activity.

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Business Economics Investment Investors 52

The TRADE

NOVEMBER 28, 2023

The EU has developed the Markets in Crypto Assets (MiCA) regulation will take effect from next year, while the UK government has revealed plans to develop a separate framework based on existing regulations where possible. Elsewhere Singapore, Hong Kong and Dubai have also launched or are developing comprehensive frameworks.

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Trading Financial Market Finance Finance 69

Peak Frameworks

SEPTEMBER 12, 2023

Economics is a vast discipline, but at its core, economics examines how entities manage their scarce resources. Economics not only shapes how we view the world, but also guides how businesses, governments, and individuals allocate resources. Adam Smith's Perspective on Economics Who was Adam Smith?

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Economics Finance Finance Risk Management 52

The TRADE

OCTOBER 18, 2024

If you look at sovereign wealth funds and pension funds, as a macro trend, they’re starting to insource more of their own risk management. So, they’re starting to ask their managers and their custodians and administrators for data that’s at the same time point. or 2% in fees when I could be paying just 0.5%?”

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Asset Management Management Capital Risk Management 64

The TRADE

AUGUST 4, 2023

Perpetual futures are a main stay of the crypto ecosystem in terms of linear risk management, but essentially there is highly limited access for North American players in that space, if any at all. I would say governance and oversight in the North American market is probably more than sufficient in terms of stringency.

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Trading Government Asset Management Management 52

Peak Frameworks

MAY 2, 2024

Risk Management: Offering sales on credit introduces the risk of default, requiring businesses to implement robust risk management strategies. Conversely, credit sales, by easing the payment burden on customers, can significantly expand a business's sales volume.

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Sale Accountant Financial Statement Business 52

The TRADE

JANUARY 4, 2024

Examples highlighted by the report include The London Stock Exchange Group (LSEG) having converted itself into a global data powerhouse, ICE is modernising the US mortgage market, Nasdaq making waves in the risk management business, and key players such as Tradeweb and MarketAxess acquiring algo providers. to just over £2.6

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Trading Risk Management Capital Market IT 72

The TRADE

FEBRUARY 6, 2024

“Combining BNY Mellon’s data infrastructure and analytics services with Microsoft’s cloud solutions will provide our buy-side and sell-side clients with a leading data management solution designed to offer deeper insights and actionable data that can help improve their investment performance, distribution reach, and risk management.”

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Razorpay

DECEMBER 27, 2023

Focus on Credit Risk Management: DLG is not a substitute for sound credit assessments and risk management by lending businesses. Implications for Lending Businesses The DLG guidelines introduce a new risk-sharing mechanism in digital lending, offering potential benefits but also imposing regulatory limitations.

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Bank Banking Risk Management Business 52

Razorpay

MAY 30, 2024

Understanding the OPGSP Guidelines The OPGSP (Online Payment Gateway Service Provider) guidelines are regulatory standards set by the Reserve Bank of India (RBI) to govern the operations of online payment gateways in India.

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Risk Management Securities Business Financial Transaction 40

Focus Investment Banking

SEPTEMBER 17, 2024

It should specify that except for certain binding provisions — such as confidentiality, exclusivity and governing law — the LOI is non-binding and subject to the execution of a definitive purchase agreement. By following these best practices, parties can mitigate risks, manage expectations and set the stage for a successful transaction.

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Negotiation M&A Private Equity Risk Management 52

Razorpay

JULY 24, 2024

Some PSPs provide additional services like fraud detection, risk management, and reporting. Their responsibilities include – Acquiring banks assess the risk associated with your business. Card Networks Card networks like Visa and Mastercard set rules governing card transactions.

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IT Business Risk Assessment Risk Management 40

Viking Mergers & Acquisitions

APRIL 17, 2023

He worked with large publicly traded engineering and technology companies, small privately owned businesses, and several government entities. During his time in Corporate America, Jimmy was a certified Project Management Professional and oversaw some of the largest projects in the geospatial industry.

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Mergers and Acquisitions M&A Business Broker 52

Software Equity Group

MARCH 26, 2024

The firm employs 99 professionals to manage an active portfolio of 44 companies with an AUM of $35B and a $125M median valuation. The firm has made 878 total investments since inception. READ MORE : Selling Your SaaS Company? STG Partners STG Partners is a private equity firm based in Menlo Park, California.

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