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Artemis Investment Management outsources equities and derivatives trading to Northern Trust

The TRADE

The active investment house with $33 billion offers a range of funds that invest in the UK, Europe, the US and around the world, and selected Northern Trust for a range of asset services earlier this year. A major mandate was also secured with Rathbones in April 2023. “We

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SEC adopts new short selling rule to bolster transparency for market participants

The TRADE

Named Rule 13f-2, the new rule will require institutional investment managers that meet or exceed specific thresholds to report short sale related information for equity securities through Form SHO.

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BNP Paribas signs €5.1bn share purchase agreement for Axa IM

Global Banking & Finance

BNP Paribas has formally signed the previously announced 5.1bn ($5.3bn) share purchase agreement for Axa Investment Managers. Axa and BNP Paribas Cardif entered into exclusive negotiations in August to offload Axa’s asset management division.

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The future role of the trader as product owner

The TRADE

Soft Skills: Strong communication skills to convey complex information to diverse stakeholders. Skills in basic programming or systems knowledge will be necessary for tasks such as manual overrides, improvements, and customisations. Understanding technology will be crucial for validating automated workflows.

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PIMCO charged by the SEC for swaps disclosure and procedures failures

The TRADE

The Securities and Exchange Commission (SEC) has charged Pacific Investment Management Company (PIMCO) $9 million for disclosure, policies and procedures violations involving two funds the firm advises on. PIMCO failed to comply with both of these critical obligations.”

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Delaware Court Of Chancery Finds Demand Futility Where Plaintiff Adequately Alleged That Board's Approval Of Challenged Transactions Was Grossly Negligent And Board Was Not Adequately Informed

Shearman & Sterling

​On August 1, 2017, Vice Chancellor Tamika Montgomery-Reeves of the Delaware Court of Chancery denied a motion to dismiss a stockholder complaint asserting claims for breach of fiduciary duty against directors and executives of AGNC Investment Corp. H&N Mgmt. Group, Inc. & & Aff Cos Frozen Money Purchase Plan v.

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PRESS RELEASE: TKO Miller, LLC Expands Capabilities With Three New Hires

TKO Miller

in Finance, Summa Cum Laude, as well as a Certificate in Investment Management, both from the University of Wisconsin-Milwaukee. For more information, visit our website www.tkomiller.com Griffin holds an M.B.A. with a Finance Certificate from the University of Wisconsin-Milwaukee, a J.D. Noah holds a B.B.A