JD Supra: Mergers

APRIL 17, 2024

Securities and Exchange Commission (SEC) takes the position that the insider trading laws apply where an insider uses material non-public information about his or her own company to trade securities of another company, such as a competitor or peer company in the same. In Panuwat, the U.S.

Trading 192

Trading Trading Securities Corporation Securities 192

The TRADE

APRIL 3, 2024

The DSS is intended to last for five years, after which regulators will be better informed to design a permanent technology friendly regime for the securities market. Firms that successfully apply to the DSS will be able to manage the issuance, maintenance and the settlement of financial securities. “The

Securities 69

Securities Banking Bank Financial Market 69

The TRADE

OCTOBER 11, 2023

As a securities information processor, OPRA members consist of the national securities exchanges that have been approved by the SEC to provide markets for the listing and trading of exchange-traded securities options.

Equities 69

Equities Trading Trading Securities IT 69

Cooley M&A

MARCH 2, 2021

The combined company benefits from the target’s operations and the liquidity of the SPAC’s publicly traded securities. The increase in the number of SPACs in the market, combined with intensified regulatory scrutiny and an active plaintiff’s bar, gives rise to securities enforcement and litigation risks. Why it matters.

Securities 40

Securities IPO Mergers and Acquisitions Shares 40

Wall Street Mojo

JANUARY 18, 2024

Based on the above information, it will be easier to zero in on the product suited to one’s needs. Also referred to as an aftermarket, it allows investors to trade securities freely without interference from those who issue them. To exercise this option, the same needs to be informed by the depositor to the bank in advance.

Financial Institution 52

Financial Institution Accountant Bank Banking 52

The TRADE

AUGUST 21, 2023

The development of the current rules was informed by technological capabilities that today seem hopelessly archaic. Eighteen years ago, a turnaround time of 500 milliseconds seemed incredibly fast.

Equities 52

Equities Retail Trading Broker 52

The TRADE

OCTOBER 24, 2024

For more information on the various providers in the EMS market, check out The TRADE’s annual survey. Bloomberg Terminal Up next and needing little introduction is the Bloomberg Terminal, Bloomberg’s data and proprietary trading platform. For more information on algorithmic trading providers, check out The TRADE’s annual survey.

Trading 120

Trading Investors IT S&P 120