The TRADE

MARCH 6, 2024

European retail brokers are expected to target growth in institutional markets alongside expanding into listed derivatives if restrictions on contract for difference (CFD) markets continue to gain traction, a study by Acuiti in partnership with ION has found.

Broker 67

Broker Retail Trading Proprietary Trading 67

The TRADE

AUGUST 24, 2023

to cover previously exempt proprietary trading firms. The decision is set to contribute to greater transparency and strengthened oversight in the treasury markets due in large part to the fact that FINRA requires members report post-trade activity in these markets.

Trading 98

Trading Proprietary Trading Broker Securities 98

Peak Frameworks

OCTOBER 30, 2023

The world of banking can be broadly divided into: Retail Banks: Think of your local branch where you have your checking and savings accounts. This model is foundational for retail and commercial banks. Trading and Proprietary Trading Many large banks are involved in trading activities.

Banking 52

Banking Bank Proprietary Trading Investment Banking 52

The Deal

AUGUST 9, 2023

The SEC study appears to support a thesis posed by activist investor critics: That existing rules hurt rank-and-file investors who sell shares at arguably discounted prices to activists and other investors in the know before the activist discloses their campaign, a move that often results in share-price spikes.

Investors 52

Investors Retail Shares Funds 52

The Deal

JULY 24, 2023

The SEC study appears to support a thesis posed by activist investor critics: That existing rules hurt rank-and-file investors who sell shares at arguably discounted prices to activists and other investors in the know before the activist discloses their campaign, a move that often results in share-price spikes.

Investors 52

Investors Shares Management Funds 52

The TRADE

APRIL 30, 2024

The importance of these rules can be linked to the reshaping of the regulatory environment and ultimately creating a more robust trading environment and promoting investor confidence. The implementation of Mifid has resulted in a wide range of changes to market structure, investor protection and competition.

Financial Institution 67

Financial Institution Financial Market Risk Management Banking 67

Razorpay

JULY 27, 2023

Underwriting is the process of assessing financial risk and committing to purchasing the shares from the issuing company to ensure the successful sale and distribution of the newly offered securities to investors. There are a lot of other ways that investment banks make money, like Asset Managem ent and proprietary trading.

Investment Banking 52

Investment Banking Banking Bank Investment 52