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Takeaways for In-House Counsel from the SEC’s “Shadow Insider Trading” Trial

JD Supra: Mergers

Securities and Exchange Commission (SEC) takes the position that the insider trading laws apply where an insider uses material non-public information about his or her own company to trade securities of another company, such as a competitor or peer company in the same. By: Morrison & Foerster LLP

Trading 187
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Understanding the Difference Between Hedge Funds and Private Equity

MergersCorp M&A International

These funds typically invest in publicly traded securities and derivatives, allowing for a wide range of investment tactics that can include long and short positions, derivatives trading, and leveraging. Exiting an investment often requires a sale, merger, or public offering of the target company.

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SPAC Trend Gives Rise to Securities Enforcement and Litigation Risks

Cooley M&A

The combined company benefits from the target’s operations and the liquidity of the SPAC’s publicly traded securities. This combination is commonly referred to as the initial business combination or the de-SPAC transaction. If a deal does not materialize, the money held in trust is returned to SPAC shareholders. In In re Benjamin H.

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The TRADE’s most read stories of 2024, part one: M&A, quant moves, and outsourced trading remits

The TRADE

FIS acquires post-trade platform Torstone Technology Coming in at number 10 in our 2024 most read countdown was a major merger and acquisition scoop announced at the start of the year. As revealed by The TRADE and sister publication Global Custodian in February, fintech giant acquired SaaS post-trade platform Torstone Technology.

M&A 52