article thumbnail

Retail regulatory restrictions could boost European listed derivatives markets, but how will institutional brokers be affected?

The TRADE

European retail brokers are expected to target growth in institutional markets alongside expanding into listed derivatives if restrictions on contract for difference (CFD) markets continue to gain traction, a study by Acuiti in partnership with ION has found.

Broker 69
article thumbnail

Majority of prop trading firms obliged to join FINRA under expanded SEC rule

The TRADE

to cover previously exempt proprietary trading firms. The decision is set to contribute to greater transparency and strengthened oversight in the treasury markets due in large part to the fact that FINRA requires members report post-trade activity in these markets.

Trading 98
Insiders

Sign Up for our Newsletter

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

article thumbnail

How do Banks Make Money? Explanation, Examples

Peak Frameworks

The world of banking can be broadly divided into: Retail Banks: Think of your local branch where you have your checking and savings accounts. This model is foundational for retail and commercial banks. Trading and Proprietary Trading Many large banks are involved in trading activities.

Bank 52
article thumbnail

CQG unveils AI predictive model for traders

The TRADE

The new machine learning offering is aimed at retail traders and buy-side firms such as proprietary trading firms and hedge funds.

article thumbnail

Elliott Picks Apart SEC Case on Disclosures

The Deal

The Deal reviewed a large cross-section of letters and most, including corporate and retail lobbyists, supported faster disclosure as a means of helping out small investors who, in the words of one supporter, are disadvantaged by “information asymmetry.” Elliott, one of the most prolific activist investors in the U.S.

article thumbnail

Elliott Picks Apart SEC Case on Disclosures

The Deal

The Deal reviewed a large cross-section of letters and most, including corporate and retail lobbyists, supported faster disclosure as a means of helping out small investors who, in the words of one supporter, are disadvantaged by “information asymmetry.” Elliott, one of the most prolific activist investors in the U.S.

article thumbnail

Investment Banking – Meaning, Functions and More

Razorpay

There are a lot of other ways that investment banks make money, like Asset Managem ent and proprietary trading. Regular retail banks serve the needs of individuals by providing savings accounts, FDs and RDs. Do you want the best bank for your business? You get everything your business needs, all in one place!