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Majority of prop trading firms obliged to join FINRA under expanded SEC rule

The TRADE

to cover previously exempt proprietary trading firms. The decision is set to contribute to greater transparency and strengthened oversight in the treasury markets due in large part to the fact that FINRA requires members report post-trade activity in these markets.

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The 20 greatest trading innovations

The TRADE

Order and/or execution management systems (OEMS) Kicking off this whistle-stop summary as the number one most impactful innovation in the industry is the order and/or execution management system (OEMS) – the beating heart of trading desks around the world. CLS Coming in at number three is the multi-currency settlement system, CLS.

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Retail regulatory restrictions could boost European listed derivatives markets, but how will institutional brokers be affected?

The TRADE

European retail brokers are expected to target growth in institutional markets alongside expanding into listed derivatives if restrictions on contract for difference (CFD) markets continue to gain traction, a study by Acuiti in partnership with ION has found. For incumbent institutional firms this provides an opportunity.

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Leaders in Trading 2023: Meet the nominees for… Outstanding FX Trading Venue

The TRADE

Next up in our introduction to the distinguished nominees for Leaders in Trading 2023 Editors’ Choice Awards, we bring you the shortlist for Outstanding FX Trading Venue, showcasing excellence in the foreign exchange community.

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CQG unveils AI predictive model for traders

The TRADE

Technology solutions business CQG has unveiled a new trading toolkit, with a “first of its kind” AI predictive model for traders which incorporates live data to predict futures market moves. They can then use CQG for charting and trading with those models.” The post CQG unveils AI predictive model for traders appeared first on The TRADE.

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How do Banks Make Money? Explanation, Examples

Peak Frameworks

The world of banking can be broadly divided into: Retail Banks: Think of your local branch where you have your checking and savings accounts. This model is foundational for retail and commercial banks. Trading and Proprietary Trading Many large banks are involved in trading activities.

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Unpacking the 20 most impact financial regulations from the last 20 years

The TRADE

The importance of these rules can be linked to the reshaping of the regulatory environment and ultimately creating a more robust trading environment and promoting investor confidence. A key objective of the regulation was to increase market transparency through the promotion of regulated trading venues and encouraging price discovery.