The TRADE

NOVEMBER 30, 2023

Amongst the final observations from the UK Financial Conduct Authority’s (FCA) in its Investment Firm Prudential Regime (IFPR) review was the need for investment firms to better assess their liquid asset threshold requirements during periods of financial stress.

Investment 64

Investment IT Risk Assessment Trading 64

Peak Frameworks

MAY 17, 2023

Combinations in Finance: More than Just Math The concept of combinations finds significant applications across various areas of finance, underpinning many strategies used in portfolio management, options trading, and scenario analysis. This ability to foresee all possible selections allows for meticulous planning and improved risk management.

Finance 52

Finance Finance Portfolio Management Portfolio 52

Peak Frameworks

SEPTEMBER 19, 2023

Streamlining Financial Processes: Processes like risk assessment or credit approvals can be streamlined, reducing wait times and improving service quality. They can: Illustrate Complex Transactions: Simplify understanding by breaking down multifaceted financial transactions, such as M&A deals or trade settlements.

Business 52

Business Finance Finance Investment Banking 52

Growth Business

SEPTEMBER 13, 2023

Manchester’s got heathtech, SaaS, e-commerce, payments, cyber… it’s a really diverse tech economy,” Katie Gallagher, managing director of digital tech trade body Manchester Digital tells Growth Business. The city’s tech scene is far-ranging, however. To date, it has raised £17.2m in equity from the likes of Index Ventures and EKA Ventures. #5

Funds 105

Funds Business Investment Equities 105

Cooley M&A

JULY 19, 2019

Exposure of trade secrets and confidential information can subject a target to even greater liability in certain situations. An overall cyber risk assessment early in the process can help calibrate the cyber maturity of a target. In addition to a diligence review of the target’s cyber documentation (e.g.,

Mergers and Acquisitions 52

Mergers and Acquisitions M&A Risk Assessment Securities 52

Peak Frameworks

SEPTEMBER 11, 2023

Political and Economic Instability Trade wars or changes in import/export regulations can disrupt supply chains. China trade tensions have forced companies to restructure their supply chains. For instance, U.S.-China Natural Disasters These can cause significant disruption in supply chains.

Retail 52

Retail Manufacturing Transportation Management 52

iMerge Advisors

APRIL 15, 2025

the Hart-Scott-Rodino (HSR) Act requires parties to file with the Federal Trade Commission (FTC) and Department of Justice (DOJ) if the deal exceeds certain thresholdscurrently $119.5 In the U.S., million in transaction value (as of 2024). But even below that threshold, regulators can investigate deals that raise competitive concerns.

M&A 40

M&A Mergers and Acquisitions Advisory Acquisitions 40

Razorpay

OCTOBER 31, 2023

In this comprehensive guide, we will delve deep into the world of international payments with key considerations and factors to keep in mind before you set sail across the global waters of trade. What are International Payments? We take security to the next level with 3DS 2.0, an upgraded version of 3DS. This means that your 3DS 2.0

Bank 59

Bank Banking Financial Institution Business 59

Devensoft

JUNE 13, 2023

These include assessing company goals and objectives, determining the appropriate post-merger integration or divestiture strategy, and conducting due diligence and risk assessment. Don’t have time to read the full article? Get a copy to-go. Download the full article as a PDF. Short on time?

M&A 52

M&A Mergers Mergers and Acquisitions Management 52

Cleary M&A and Corporate Governance Watch

AUGUST 2, 2023

The streamlined rule requires a degree of specificity that the Commission notes is designed to allow investors to ascertain a registrant’s cybersecurity practices, such as whether they have a risk assessment program in place, with sufficient detail for investors to understand the registrant’s cybersecurity risk profile.

Government 52

Government S&P Risk Management Management 52

The TRADE

APRIL 30, 2024

The importance of these rules can be linked to the reshaping of the regulatory environment and ultimately creating a more robust trading environment and promoting investor confidence. A key objective of the regulation was to increase market transparency through the promotion of regulated trading venues and encouraging price discovery.

Financial Institution 69

Financial Institution Financial Market Risk Management Bank 69

The TRADE

MARCH 4, 2024

Users will be able to send orders to their brokers, manage positions, monitor portfolios, and conduct risk assessments and compliance checks from a unified platform. The post JP Morgan OEMS Neovest acquires LayerOne Financial to bolster hedge fund offering appeared first on The TRADE.

Funds 59

Funds Risk Assessment Investment Manager Broker 59

The TRADE

DECEMBER 24, 2024

If we look ahead to capital markets over the next two decades, the future of trading infrastructure will be built on a fabric of interconnected markets with a common data architecture, seamless connectivity throughout the ecosystem of exchanges and participants, minimal latency, and advanced AI-powered tooling.

Trading 119

Trading Risk Assessment Asset Management Management 119

Focus Investment Banking

JANUARY 27, 2025

Think of the massive complexity and strain on the people, supply chains, trades, public services and resources (financial and real) necessary to rebuild lives and tens of thousands of homes and businesses in a foreseeable timeframe. OEMs are biased toward cost before security, since we are accustomed to orderly trade.

Manufacturing 52

Manufacturing Electronics M&A Business 52