Lake Country Advisors

OCTOBER 31, 2024

It grants you partial ownership, decision-making power, and a share of profits, but it also comes with substantial responsibilities. As a co-owner, you share risks, manage financial obligations, and potentially take part in daily operations based on the terms outlined in your partnership agreement.

Business 52

Business Profitability Debt Shares 52

The TRADE

SEPTEMBER 16, 2024

Amongst the new technology acquired by LSEG is Axoni’s Veris network, a post-trade lifecycle and reconciliation management platform for equity swaps that launched in 2020. Acadia provides risk management, margining and collateral services for the uncleared derivatives markets.

Trading 69

Trading Risk Management Acquisitions Equities 69

The TRADE

SEPTEMBER 28, 2023

MEMX Options will leverage MEMX’s data-centric exchange architecture and infrastructure, offering traders passive and active risk management capabilities. “I Since launching in 2020, MEMX has grown to over 4% market share.

Trading 72

Trading Architecture Risk Management Equities 72

The TRADE

SEPTEMBER 6, 2023

Frédéric Benizri has left TP ICAP to join financing, investment and risk management business CIC Market Solutions as a sales trader. Around the same time, TP ICAP picked up a minority stake in real-time data sharing and workflow platform, ipushpull as part of a Series A funding round.

Risk Management 52

Risk Management Sale Broker Equities 52

The TRADE

DECEMBER 14, 2023

In light of the demand, all three platform providers have continued to expand their portfolio trading offerings to jostle for market share. Bloomberg has reported 60% year on year growth in the protocol, while MarketAxess reported $27.5 billion in total portfolio trading volume in Q3 2023, up 11.1%

Portfolio 104

Portfolio Trading IT Bulge Bracket 104

The TRADE

AUGUST 3, 2023

Tradeweb specifically saw record transaction volumes, LSEG confirmed in its earnings call, with a significant share gain in US credit. Acadia provides risk management, margining and collateral services for the uncleared derivatives markets. LSEG has held a minority stake in the firm since 2018.

Trading 98

Trading Business Risk Management IT 98

The TRADE

JUNE 5, 2023

UBS Group’s takeover of Credit Suisse Group is expected to close as early as Monday 12 June (2023), dependent on registration statement (share approval from the US Securities and Exchange Commission) and other closing conditions. Credit Suisse shareholders are set to receive one UBS share for every 22.48

Shares 52

Shares Risk Management Business Debt 52

The TRADE

JANUARY 18, 2024

“Our offering will certainly appeal to new user groups that have stricter ESG mandates and need to invest responsibly, such as asset managers who invest on behalf of endowment funds or foundations.”

Investment 59

Investment Risk Management Asset Management Trading 59

The TRADE

JANUARY 17, 2024

BIS committees have teamed up to share collective insights on initial margin calculations and future requirements for centrally cleared transactions.

Risk Management 64

Risk Management Banking Bank Consulting 64

The TRADE

FEBRUARY 29, 2024

LSEG moved to expand its capabilities in multi-asset post-trade services with the acquisition of risk management provider, Acadia back in December 2022 as part of its strategy to enhance and grow its multi-asset post-trade offering for the uncleared derivatives space, as Daniel Maguire, group head of post-trade at LSEG, explained at the time.

Trading 113

Trading Acquisitions Capital Market Book-building 113

Sun Acquisitions

JULY 3, 2023

In this blog, we’ll explore the role of due diligence in selling your family business, its importance, and best practices for sharing information with potential buyers. Due diligence is a risk-management process that potential buyers undertake to investigate a company’s financial, legal, and operational aspects.

Business 52

Business Shares Financial Statement Risk Management 52

M&A Leadership Council

OCTOBER 1, 2024

She led financial functions, risk management, HR, and IT during her tenure. Marla understands the financial importance of cybersecurity, noting that it is one of the foremost business risks modern companies face today. Prior to Epic Aviation, Marla served as Senior Vice President of Finance at Atlantic Aviation.

Corporate Finance 52

Corporate Finance Risk Management Finance Finance 52

The TRADE

SEPTEMBER 6, 2023

Risk management and recovery will be improved by this in the event of a systemic outage such as a cyberattack or technology failure. The TDN provides market infrastructure and shared ledger of trading information to combat the fragmentation and lack of transparency in exchange-traded derivatives (ETD) post-trade processing.

Trading 64

Trading Risk Management Investment Manager Management 64

Sun Acquisitions

JULY 5, 2024

Risk Management: Develop a risk management strategy to address identified uncertainties effectively. This may involve implementing risk-sharing mechanisms such as earn-outs or escrow arrangements, obtaining appropriate insurance coverage, or renegotiating deal terms to mitigate specific risks.

Mergers and Acquisitions 59

Mergers and Acquisitions Business Mergers Acquisitions 59

Accenture Capital Markets

SEPTEMBER 5, 2023

Cyber resilient businesses share common characteristics: More secure processes and systems Strong controls and control environment Digitized and automated processes Aggressive, proactive, enterprise-wide culture that prioritizes security How can firms become more cyber resilient?

Asset Management 94

Asset Management Management Business Securities 94

Peak Frameworks

SEPTEMBER 10, 2023

, Short Selling is an investment strategy where investors sell borrowed shares, anticipating the price will drop and they can buy them back at a lower cost, making a profit from the difference. When short sellers begin buying back shares to cover their positions, a cascading effect ensues.

Stock 52

Stock Shares Mergers and Acquisitions Finance 52

Focus Investment Banking

MARCH 10, 2025

If notcommon in smaller businessesstart these gradual shifts: Share customer and vendor relationships with key employees. Stay Current Leaning heavily on one product, service, outdated technology or critical piece of equipment is a risk. Can you take three months of vacation a year and the business runs smoothly?

Investment 52

Investment Book-building Sale Business 52

OfficeHours

JUNE 6, 2023

Risk Mitigation: Private equity firms bring a disciplined approach to investment decision-making and risk management. Through extensive due diligence and financial analysis, they identify investment opportunities with favorable risk-return profiles.

Private Equity 147

Private Equity Economics Equities Capital 147

M&A Leadership Council

OCTOBER 5, 2024

In this capacity, she shares her expertise with other M&A professionals and organizations involved in corporate growth, consolidation, restructuring and divestitures. As a Senior Advisor to M&A Partners, Kelly serves as the lead HR Specialist for M&A Leadership Council.

Actuary 40

Actuary Consulting M&A Mergers and Acquisitions 40

Sun Acquisitions

OCTOBER 17, 2024

M&A when executed strategically, M&A can offer many benefits beyond simply expanding market share or cutting costs. A successful merger or acquisition requires more than just financial integration; it requires a shared vision, values, and working style.

M&A 59

M&A Acquisitions Mergers and Acquisitions Business 59

Sun Acquisitions

AUGUST 19, 2024

This arrangement allows buyers to mitigate risks associated with economic volatility while allowing sellers to realize additional value based on future performance. By aligning incentives and sharing risks, earn-out agreements can facilitate deal completion in turbulent times.

M&A 59

M&A Finance Finance Economics 59

The TRADE

OCTOBER 18, 2024

Historically, the technology and processes to support manual data reconciliations have been very much geared towards addressing challenges around sharing the data, looking at the data and then using very linear technologies over the top. What is the key driver behind the push for real-time data sharing?

Asset Management 64

Asset Management Management Capital Risk Management 64

The TRADE

OCTOBER 24, 2023

Its overall market share for cash equities clearing was 34% in the first half of 2023, an year-on-year increase from 2022. The move comes as part of the ongoing evolution of Euronext Clearing Risk Management systems and will replace the MVP SPAN-like margin methodology which is currently applied to all bond instruments.

Trading 59

Trading Risk Management Equities Management 59

Razorpay

JANUARY 22, 2025

Regularly audit course content to prevent misinformation or the sharing of illegal materials. Be transparent by sharing complete details about courses, including duration, certifications, and outcomes. To Sum Up Balancing innovation with strong risk management is the key to creating secure and successful e-learning platforms.

Education 52

Education Accountant Risk Management Securities 52

The TRADE

JULY 25, 2023

The PRA specifically cited “significant failures in risk management and governance between 1 January 2020 and 31 March 2021, in connection with the Firms’ exposures to Archegos Capital Management”. The £87 million penalty issued by the PRA is a new record for the watchdog – despite it being reduced by 30% from £124.4

Risk Management 52

Risk Management Bank Banking Management 52

Peak Frameworks

MAY 24, 2023

It emphasizes the interconnectedness of seven key elements: strategy, structure, systems, shared values, skills, style, and staff. Goldman Sachs, for instance, has robust risk management systems in place to identify, assess, and manage potential risks, an integral part of their overall business strategy.

Finance 52

Finance Finance Business Shares 52

M&A Leadership Council

MAY 15, 2024

A unified strategic vision ensures that both diligence and integration efforts are directed towards common goals, promoting coherence in decision-making and reducing the risk of conflicting priorities. These risks should be communicated to the integration team, along with recommended mitigation strategies.

Mergers and Acquisitions 52

Mergers and Acquisitions Mergers Risk Management M&A 52

Peak Frameworks

JULY 19, 2023

Implementing appropriate , risk management techniques, such as setting stop-loss orders and managing position size, is essential. Market Volatility and Sudden Reversals Rapid price movements can lead to unexpected reversals, causing potential losses if not managed effectively.

Trading 52

Trading Utilities Profitability Finance 52

Peak Frameworks

AUGUST 15, 2023

Stock Price Breadth : The volume of shares trading in stocks on the rise versus those declining. It can help inform investment strategies, particularly in relation to market timing, risk management, and portfolio rebalancing. Stock Price Strength : The number of stocks hitting 52-week highs versus those hitting lows.

Investors 52

Investors Stock Risk Management Investment 52

Mergers and Inquisitions

MARCH 22, 2023

per share when it was trading above $8.00 I explained the reasons for Silicon Valley Bank’s failure in last week’s article : incompetent risk management, massive losses on HTM securities, and a run on the bank that created the need to sell securities at a loss and get cash to cover the withdrawals. ” So, what happened?

Bank 98

Bank Banking Government Investment Banking 98

Devensoft

AUGUST 24, 2023

Financial Synergy : Financial synergy involves leveraging combined financial resources, such as capital, cash flow, or risk management capabilities, to achieve cost savings, maximize profitability, and enhance investment opportunities. Establish communication channels and forums for sharing information, best practices, and insights.

Business 52

Business Collaboration Mergers and Acquisitions Management 52

Cleary M&A and Corporate Governance Watch

FEBRUARY 7, 2024

Section 4 – Risk management and internal controls :Principal O has been amended to require boards not only to establish but to maintain an effective risk management and internal control framework. Application The Code applies to all companies with a premium listing, whether incorporated in the UK or elsewhere.

Government 52

Government Corporation Risk Management Consulting 52

M&A Leadership Council

JUNE 18, 2024

Provide training or briefings on the M&A process and risk assessment. Facilitate collaboration and information sharing among team members. Engage in ongoing communication with functional areas to gather risk-related information. Use dashboards and reporting tools to visualize risk data.

Risk Assessment 52

Risk Assessment M&A Mergers and Acquisitions Risk Management 52

Sun Acquisitions

MAY 31, 2024

Leadership should set the tone for cultural alignment, emphasizing shared values and goals. Inadequate Risk Management: Inherent risks come with any merger, and overlooking potential risks can be detrimental. A lack of risk management strategy may lead to financial losses, legal issues, and a damaged reputation.

Mergers 45

Mergers Mergers and Acquisitions Risk Management M&A 45

Peak Frameworks

AUGUST 15, 2023

As an investment banker , for instance, Jamie Dimon might underscore his expertise in risk management that helped JPMorgan Chase weather the 2008 financial crisis far better than most competitors. Bill Gates often shares how his early fascination with software programming set him on the path to co-founding Microsoft.

Education 52

Education Private Equity IT Risk Management 52

The TRADE

SEPTEMBER 15, 2023

More and more, price formation is happening via smart algos, so our traders are morphing into a combination of programmers and risk managers. The rise and influence of credit ETFs means these three strands will need to work extremely closely to share information and signals.

Trading 59

Trading Electronics Portfolio Banking 59

The TRADE

JANUARY 19, 2024

What we saw last year was that market makers or dealers started risk managing as well. So Cboe SEF, our NDF platform, really has grown because of dealers looking for offsetting trades or offsetting risk in the market amongst dealers. That happened a few years ago in NDFs, probably three or four years ago.

Trading 78

Trading Risk Management IT Equities 78