The TRADE
NOVEMBER 26, 2024
Fixed income investment bank KNG Securities has added Mert Kisacik to its fixed income sales team, where he will hold responsibility for Turkish and Israeli markets. He joins KNG from Morgan Stanley, where he spent the last two years, most recently as part of the bank’s emerging markets cross asset sales team.
The TRADE
JANUARY 8, 2025
TD Securities has appointed Rob Fallon as director of sales trading, based in Dublin. Fallon joins the firm from Deutsche Numis, where he spent the last two years, most recently serving as director of sales trading. While at Goodbody, he most recently served as a senior sales trader covering Irish and UK SMID stocks.
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JD Supra: Mergers
AUGUST 21, 2024
A significant amount of background is required to answer the question of whether amending a shareholders agreement is subject to qualification under the California Corporate Securities Law. More specifically, it is unlawful for any person to offer or sell a security "in this state" in an. Code § 25017(a). By: Allen Matkins
JD Supra: Mergers
SEPTEMBER 15, 2023
Two Sides of the Same Coin: Analyzing the Recent Ripple and Terraform Decisions - Key Points - - In July 2023, Judges Torres and Rakoff in the Southern District of New York issued rulings on whether digital asset sales through trading platforms constitute securities transactions subject to the federal securities laws.
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The TRADE
NOVEMBER 3, 2023
Wells Fargo has appointed Jon Thorne as senior securities sales trading specialist, The TRADE can reveal. Most recently, Thorne served as a listed sales trader – a position he held for almost 11 years. The post Wells Fargo taps Credit Suisse for new senior securities sales trading specialist appeared first on The TRADE.
JD Supra: Mergers
DECEMBER 5, 2023
The past few months have seen numerous high-profile enforcement actions highlighting an increasing trend, what Deputy Attorney General Lisa Monaco called “the biggest shift in corporate criminal enforcement that I’ve seen during my time in government: the rapid expansion of national security-related corporate crime.” to guilty pleas and $4.3
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Just by embedding analytics, application owners can charge 24% more for their product. How much value could you add? This framework explains how application enhancements can extend your product offerings. Brought to you by Logi Analytics.
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